Compliance Manager CF10 / CF11
- Recruiter
- Reed Finance
- Location
- England, London
- Salary
- £75000 - £100000 per annum + Benefits inc. bonus
- Posted
- 07 Dec 2016
- Closes
- 14 Dec 2016
- Ref
- 742083
- Contact
- Nimesh Dave
- Job Title
- Financial Risk
- Category
- Banking and Financial Services
- Experience Levels
- Manager
- Contract Type
- Permanent
- Hours
- Full Time
REED Banking are currently partnering with a leading Wealth Management organisation to recruit an Compliance Manager/MLRO. This is a well established firm based in heart of the City. My client is keen to bring in a CF10/CF11 that will fit the company ethos and professional image
You will take full control the firms Compliance & Money Laundering Reporting activities, ensuring that the Board of Directors, senior management and employees are in compliance with the rules and regulations of the UK and all other relevant regulators and that company policies and procedures are being followed.
Key Accountabilities
* Acting as Compliance Oversight (CF10) and Money Laundering Reporting Officer (CF11);
* Serving as the firm's key point of contact with the FCA including all authorisation, liaising with FCA as required
* Monitoring regulatory developments and react to those that may impact the firm;
* Overseeing the firm's systems and controls against money laundering and terrorism financing using risk-based approaches;
* Responsible for providing timely, accurate, and relevant regulatory advice to the business;
Reed Specialist Recruitment Limited is an employment agency and employment business.