Compliance Manager
- Recruiter
- Alexander Lloyd Ltd.
- Location
- England, Northamptonshire
- Salary
- £50000 - £75000 per annum
- Posted
- 24 Feb 2017
- Closes
- 03 Mar 2017
- Ref
- CDP1702-75
- Contact
- Financial Services
- Job Title
- Audit
- Category
- Banking and Financial Services
- Contract Type
- Permanent
- Hours
- Full Time
A private bank is currently seeking a Compliance Manager to join their team in a newly created role. Reporting to the Head of Compliance, this role provides ample opportunity to get involved in a broad range of compliance tasks, in succession planning for progression to Head of Compliance in the future.
You will keep abreast of all regulatory and legislative developments affecting the industry, providing advice and training to all areas of the business and management team. You will identify areas of compliance vulnerability and develop and implement action plans. You will provide reports regularly to management to keep them informed of the operation and progress of compliance efforts. Whilst you will be managing a small team, this role is also hands on so will be involved in maintaining the breaches register, financial promotions, implementing and managing the compliance and financial crime monitoring plans, reviewing SAR's and responding to breaches.
To be considered for this role you will need to have gained generalist compliance experience at manager level within a retail or private banking environment. You will be ambitious and be keen to progress to Head of Compliance in the future. Qualifications and Degrees are highly desirable.
This is a fantastic newly created opportunity for someone who is eager to progress their compliance career and has a goal of becoming Head of Compliance within the banking sector.