Compliance Consultant
- Recruiter
- Jump Staff Limited
- Location
- SW7 2JN, London (Greater)
- Salary
- £30K - £60K (per annum)
- Posted
- 22 May 2017
- Closes
- 29 May 2017
- Job Title
- Finance Analyst
- Category
- Banking and Financial Services
- Contract Type
- Permanent
- Hours
- Full Time
A global integrated consultancy and regulatory software publisher, servicing the financial industry. The company is providing compliance services to funds and other institutions to improve their operational processes and structure. A pioneer in the industry, they are leaders in the financial industry in providing intelligent and intuitive commercial and practical advice, giving clients the benefit of their diversified, yet balanced expertise.
We are looking for someone with 2-5 years of experience in a compliance role within the asset management or capital markets industry, to work with our ambitious and fast-growing team. The role will involve advising clients on compliance procedures and regulations, preparing FCA authorisation applications and liaising with the FCA. The role will also entail drafting compliance manuals and other compliance documentation (such as policies and reports) for clients.
The candidate will have the following experience and characteristics:
• Experience within UK compliance covering asset management or other trading sectors.
• Previous knowledge of AIFMD, MiFID and the FCA Handbook.
• Previous project management experience.
• The ability to work under pressure, multitask and good interpersonal skills.
• IT proficient.
• At least 2.1 in Law, Business Management, or a related subject.
TASKS
- Assisting in any ad-hoc consulting or internal development projects as necessary
- Appreciation for our regulatory technology and participate in the delivery of our regulatory technology products and services
- Maintaining client relationships
- Taking responsibility for own client files and for the quality of the client work
- Maintaining detailed knowledge of the FCA regulations