Regulatory Senior Manager (Conduct).
- Recruiter
- Clarke Roberts
- Location
- Leeds, West Yorkshire
- Salary
- £Attractive salary, bonus and benefits.
- Posted
- 14 Jul 2017
- Closes
- 21 Jul 2017
- Job Title
- Financial Risk
- Experience Levels
- Manager
- Contract Type
- Permanent
- Hours
- Full Time
A Big 4 Firm is looking to appoint a Regulatory (conduct) Senior Manager to join the leadership team in Leeds.
The Regulatory Team delivers regulatory compliance or risk management related support to firms that are authorised and regulated by the Financial Conduct Authority (“FCA”) or the Prudential Regulatory Authority (“PRA”).
This is a varied role that offers tremendous opportunity for development in one of the UK’s fastest growth professions at one of the UK’s largest and more renowned regulatory consultancy practice.
The role
- Managing the delivery of engagements, which would typically include gap analysis, transformational support, remediation, training, authorisation assistance, pre FCA or PRA visit assistance and the provision of ad-hoc regulatory advice and guidance.
- Building and running a portfolio of work.
- Playing a prominent role in business development for the Regulatory Team and wider business.
- Self originated sales.
Qualifications & Skills
- Possessing an industry recognised qualification (e.g. CISA, FPC, IMC, CFA etc.) is desirable.
- Detailed knowledge and understanding of the consumer credit sector is essential.
- Detailed knowledge and understanding of the UK regulatory framework applicable to the consumer credit sector is essential.
- Knowledge and understanding of the banking, mortgage, insurance and/or investment management sectors is desirable.
- Knowledge and understanding of the UK regulatory framework applicable to the banking, mortgage, insurance and/or investment management sectors is desirable.
- Experience of working in a senior regulatory compliance or risk management related role is desirable.
- Experience of working in a consultancy role (i.e. at Manager or Senior Manager level) within a professional services firm is essential.