Compliance Manager
- Location
- London (Greater)
- Salary
- £75,000 - £85,000
- Posted
- 17 Sep 2018
- Closes
- 24 Sep 2018
- Ref
- 4845
- Job Title
- Financial Risk
- Category
- Insurance
- Experience Levels
- Qualified Accountant
- Contract Type
- Permanent
- Hours
- Full Time
Axiom are working with an award-winning organisation and are looking for a Risk & Compliance Manager. As the Risk & Compliance Manager you will lead the delivery of an effective risk-based compliance monitoring programme; ensure oversight of outsourced arrangements; play a lead role in embedding a compliance culture across the business; and proactively drive through regulatory change.
KEY RESPONSIBILITIES
- To deliver a risk-based compliance monitoring programme (identifying, assessing, monitoring and reporting compliance risk).
- Day to day monitoring, reporting and escalation of compliance risks
- Ensure that compliance procedures, systems and controls are up-to-date and effective. Coverage includes financial promotions, customer documentation, training material, scripts, complaints and call handling
- Operate an effective three lines of defence for outsourced contact centre arrangements.
- Proactively drive through regulatory change.
- Support the effective operation of the organisations governance forums
- Act as a trusted advisor and subject matter expert to the business, but be able to challenge business judgement where appropriate
- Ensure all compliance policies and procedures are clearly defined
- Ensure regulatory and compliance training is delivered across the business whether through approval of training material, direct training or 1-2-1 coaching.
- Build and maintain effective working relationships with regulators and other external stakeholders
KNOWLEDGE, SKILL & EXPERIENCE
- Good knowledge of corporate risk and compliance governance practices
- Ability to challenge constructively and enforce appropriate boundaries
- Experience of communicating with regulators and assisting with regulatory enquiries
- Ability to prepare senior management and board level presentations