Manager

Our Regional Risk and Regulatory Group is a dedicated team of professionals who specialise in assisting firms in the development of its governance, risk and compliance arrangements. Our regional Risk and Regulatory Team focuses on providing clients with support and advice in relation to compliance and regulatory arrangements and  Enterprise Wide Risk Management Frameworks, with a particular focus on Conduct, Operational and Strategic risk.  

We are looking to expand our team of focused, aspirational and collaborative practitioners, and as such we are offering the opportunity to join as a Manager to support our existing regulatory specialists in this challenging and rapidly expanding business. 

The successful candidates will assist in the provision of a range of different service offerings provided by the Risk and Regulatory Group, which may include:

• Delivering  high-quality output, advice and assurance to the firm’s clients on a variety of engagements and in line with the agreed deliverables
• Supporting the firm’s clients in implementing enhancements to its Regulatory and Compliance arrangements (including Conduct Risk) taking into account current regulatory requirements and expectations.
• Managing the Firm’s  risk exposure at all times through adherence to our quality and risk management practices when engaged on client work.
• Supporting local and national projects and initiatives
• Perform management responsibilities including engagement economics, supervision and coaching of staff

 
The person

Knowledge of UK regulation and some experience of providing regulatory and compliance assurance services is preferable.

• Experience of developing, implementing and reviewing Compliance and Conduct Risk policies, processes and procedures.
• Some knowledge of governance practices and requirements (such as the UK Combined Code)   
• Experience delivering training or education on regulatory issues to senior stakeholders
• Experience of working within the UK Financial Services industry with a financial services firm, regulator (the FCA or PRA), or a professional services firm
• Strong knowledge of Financial Services