Surveillance Analyst

England, London, City of London
Up to £240 per day
10 Sep 2021
17 Sep 2021
GS - Trade Surve
Randstad Financial & Professional
Contract Type
Full Time

Role Responsibilities:

● Review and approval of marketing materials prepared for distribution to
clients/prospects; and assessment of cross-border rules/situations
● Monitoring of record keeping requirements / audit trails / file note review
● Trade reviews / approvals including complex products to assess suitability and other
requirements per policy and regulatory framework
● Forensic reviews on various risk themes including E-surveillance and voice recording
● Review of non-traditional account opening request
● Working in collaboration with the PWM EMEA Compliance team to deliver day to day
advisory for ad-hoc questions raised by business
● Develop and deliver training for business personnel
● Identification, review and implementation of new regulations

Basic Qualifications:

● Strong investigative, analytical and problem solving skills with the ability to exercise
sound and balanced judgment
● Good interpersonal skills and effective written/oral communication skills (fluent English;
other European language skills of substantial benefit)
● Excellent attention to detail
● Proficient in MS office tools including strong knowledge of MS-Excel
● Ability to handle multiple tasks and work under pressure
● Ability to work both independently and as part of a team

Randstad Financial & Professional encourage applications from individuals of all ages & backgrounds. Appointment will be made on merit alone but candidates must be able to demonstrate their ability to work in the UK. Randstad Financial & Professional acts as an employment agency for permanent recruitment & an employment business for temporary recruitment as defined by the Conduct of Employment Agencies & Employment Business Regulations 2003