Compliance Monitoring Officer
- Recruiter
- Marks Sattin
- Location
- England, North Yorkshire, York
- Salary
- £30000 - £42000 per annum
- Posted
- 01 Oct 2021
- Closes
- 29 Oct 2021
- Ref
- BBBH166690
- Contact
- Rhys Rubio
- Job Title
- Financial Risk
- Category
- Insurance
- Contract Type
- Permanent
- Hours
- Full Time
Marks Sattin is currently working with a leading insurance firm are based in North Yorkshire and are recruiting for a Compliance Monitoring Officer join their Governance Risk and Compliance Department on a permanent basis.
Reporting to the Compliance Manager, the post holder will:
- Perform compliance monitoring reviews to provide assurance to relevant boards and sub-committees on the adequacy of systems and controls in the business, including adherence to regulatory requirements.
- Continuously develop and improve the monitoring methodology and overall approach.
- Work with the wider Governance Risk & Compliance (GRC) team to understand the wider Risk & Compliance environment and the impact this has on the monitoring plan.
- Pro-actively engage with stakeholders at all levels and build collaborative, effective relationships across the business.
- Provide advice and guidance on a wide range of compliance matters.
- Drive continuous improvement across the business adding value to improve regulatory and customer outcomes
We're keen to hear from candidates with the following skills and experience:
- You'll have strong experience working in a compliance role (and also monitoring/audit) in an FCA regulated insurance and/or financial services business.
- Strategic thinker with expert understanding of FCA and PRA principles, rules and best practice with a proactive and professional approach